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Robert M. Young Online Writings
BENIGN AND VIRULENT PROJECTIVE IDENTIFICATION IN GROUPS AND
INSTITUTIONS
by Robert M. Young
I begin by suggesting that projective identification is the most
fruitful psychoanalytic concept since the discovery of the unconscious. Of course, as soon
as something like that is said, competing claims rush forward to be recognised, for
example, the significance of the Oedipus complex. Indeed, Donald Winnicott was kind enough
to say of Melanie Klein - even though they had fallen out - that her concept of reparation
in the depressive position was as important to psychoanalysis as the Oedipus complex.
Although Winnicott's rejection of the death instinct led him to underplay this, the
depressive position is in perpetual dynamic interplay with the paranoid-schizoid position,
which comes first developmentally, and projective identification, along with splitting, is
the central unconscious mental process involved. The concept he was honouring was, for
her, part of a dynamically interrelated set of ideas in which projective identification
was crucial.
Suffice it to say, then, that it is very important. Elizabeth
Spillius describes it more modestly as Klein's most popular concept (Spillius, 1988, vol.
1, p. 81), and Donald Meltzer calls it the most fruitful Kleinian concept over the past
thirty to forty years (Meltzer, 1991). Hinshelwood suggests that as well as being a, if
not the, most fruitful Kleinian concept, it is also the most confused and confusing one.
However, that does not make it mistaken or useless. That's how important ideas develop -
by being fruitfully and metaphorically open to different specifications (see Rorty, 1989,
Part I). Similar things can be said about the history of the most fundamental concepts in
natural science 'Gravity', 'affinity' and 'natural selection' were, respectively, the most
basic ideas in the development of modern physics, chemistry and biology, and the working
out of the ambiguities and contradictory claims made on behalf of those essentially
metaphorical concepts formed the subject matter of the formative periods in the natural
sciences. I have made a special study of the origins and vicissitudes of Darwin's concept
of natural selection - which I've called 'Darwin's metaphor' - and the parallels are very
interesting and reassuring for the prospects of the concept of projective identification
(Young, 1985, Ch.. 4). Important new ideas are rich in resonances; when they cease to be
so, they become literal and mundane, and their fecundity is exhausted (Rorty, 1989, p.
16).
Before plunging into the complexities of projective identification, I
want to pause a moment longer at the level of the history of ideas and say that projective
identification can be seen as part of a wide network of fundamental developments in the
history, philosophy and social studies of science and related subjects. Positivist and
empiricist epistemology is in full retreat. In its place is developing a way of thinking
about what we know which is not based on the empiricist sequence, whereby we suffer
sensations which lead to perceptions and then to ideas. Rather, experience is coming to be
seen as constructed from the consequences of what we put forth into the world - what we
project (Haraway, 1989, 1991; Young, 1992, 1992b. There are related debates in the
epistemology of psychoanalysis, centring on the work of Lacan and Laplanche, which I do
not feel competent to discuss.). As the post-modernist philosopher, Richard Rorty, puts
it, 'Truth is made, not found'. Nature is not a given; it is a social construct.
Similarly, human relations are the consequences of how we act toward others and what comes
back.
In cybernetics this is called 'negative feedback'; one adjusts or
fine-tunes ones thoughts and behaviour on receiving back the response to one's overtures,
just as a gunnery officer re-sets his angle of fire depending on whether a given shell
falls long or short, or a thermo-stat switches the heat on or off, depending on whether
the ambient temperature falls below or above the designated one (Wiener, 1950). This is
information theory's analogue to the psychoanalytic concept of reality testing. In
learning theory, it is called an 'operant'. We modify our behaviour, depending on whether
our spontaneous acts are rewarded or not. This is not passive conditioning from stimuli
but 'operant conditioning' from the feedback from spontaneous acts (Atkinson et al., 1990,
pp. 253-62). In the study of human physiology, research on postural control has indicated
that we are constantly making subliminal adjustments, depending on the proprioceptive
impulses which result from sensing our last movements. We do not manage to stand or sit up
or make complex movements solely by means of internal controls but as a result of feedback
loops which are constantly leading our musculature to make tiny adjustments. I have
sketched these related developments to indicate analogies which I believe show that
Klein's idea of projective identification is in good company. It is part of an epochal
change in how we think about knowledge and about nature, human nature and human relations.
These approaches are in resonance with phenomenological and hermeneutic thinking in
philosophy.
Returning to the psychoanalytic claims made on behalf of projective
identification, Thomas Ogden presents the ideas of Harold Searles, Robert Langs, A. Malin
and James Grotstein and describes projective identification as the essence of the
therapeutic relationship. Therapy is said to consist of dealing with it. It is the
basic unit of study of the therapeutic interaction (Ogden, 1979, p. 366). He also tells us
that Bion 'views projective identification as the most important form of interaction
between the patient and therapist in individual therapy, as well as in groups of all
types' (p. 365). Sure enough, in 'Attacks on Linking', Bion says, 'Thus the link between
patient and analyst, or infant and breast, is the mechanism of projective identification'
(Bion, 1967, p. 106). In the course of a careful review of developments of the concept
from its initial formulation in 1946, to the present, Hinshelwood says that for Bion it
became 'the basic building block for generating thoughts out of experiences and
perceptions' (Hinshelwood, 1991, pp. 189-90). At this same level of generality Segal has
described projective identification as 'the earliest form of empathy' and 'the basis of
the earliest form of symbol-formation' (Segal, 1973, p. 36). Looking to later developments
and more broadly, Hinshelwood describes Bion's notion of 'container-contained' as 'an
attempt to raise the concept of projective identification to a general theory of human
functioning - of the relations between people, and between groups; of the relationships
between internal objects; and of the relationships in the symbolic world between thoughts,
ideas, theories, experiences, etc.' (p. 191).
These are large claims - very exciting, uplifting, constructive. Yet
this same mechanism is seen to be operative at the heart of autism by Meltzer and his
co-workers. He also describes it as 'the mechanism of narcissistic
identification... and the basis of hypocondria, confusional states, claustrophobia,
paranoia, psychotic depression and perhaps some psychosomatic disorders' (Meltzer et al.,
1975, p. 228), as well as the sovereign defence against separation anxiety (Grinberg,
1990, p. 64). Relinquishment of excessive projective identification is described as the
precondition of achieving a fully-dimensional inner world. (Meltzer et al., 1975, pp.
226-7). As he says in his essay on 'The Relation of Anal Masturbation to Projective
Identification', 'The feeling of fraudulence as an adult person, the sexual impotence or
pseudo-potency (excited by secret perverse phantasies), the inner loneliness and the basic
confusion between good and bad, all create a life of tension and lack of satisfaction,
bolstered, or rather compensated, only by the smugness and snobbery which are an
inevitable accompaniment of the massive projective identification' (Meltzer, 1966, p.
104). In his most recent work, Meltzer describes it as central to the most social
Darwinist forms of ambitious competitive, survivalist conformism, in his concept of 'the
claustrum', in which patients use excessive projective identification a desperate defence
against schizophrenic breakdown (Meltzer, 1992). Another Kleinian, Leslie Sohn, recalls
that the original thoughts on projective identification in the British Psycho-Analytical
Society conceived of it 'as a defence against intolerable envy and as an outcome of hatred
of dependence' (Sandler, 1989, p. 190). As I shall argue below, projective identification
is also the basic mechanism in, sectarianism, virulent nationalism, fanatical
religiosity and blind obedience to political and gang leaders.
As if all this wasn't problematic enough, Spillius begins her overview
of the concept by telling us that 'the term has gradually become the most popular of
Klein's concepts, the only one that has been widely accepted and discussed by
non-Kleinians - especially in the United States' (Spillius, 1988, vol. 1, p. 81). The
problem is that she goes on to say that 'it is often discussed in terms that are
incompatible with Klein's conception' (ibid.). Hinshelwood draws a similarly disconcerting
conclusion when he writes, 'There appears to be no consensus on the value of the term
"projective identification" outside the Kleinian conceptual framework'
(Hinshelwood, 1991, p. 204). It is in danger of degenerating into what he calls 'a
catch-phrase for all interpersonal phenomena' (p. 196), a fate similar to that which
befell the concept of object relations at the hands of Greenberg and Mitchell, who
mistakenly reduced all objects to people so as to bring Klein into closer affinity with
American psychiatric and psychoanalytic ideas (Greenberg and Mitchell, 1983; cf. Kohon,
1985).
The key issue here is whether or not a real, external Other, who has
been affected by the projection, is essential to the concept. British Kleinians say no;
some American interpreters say yes. Spillius' summary is helpful: 'Considerable
controversy has developed over the definition and use of the concept. Whether there is a
difference between projection and projective identification is perhaps the most frequently
raised question, but others have been important too. Should the term be used only to refer
to the patient's unconscious phantasy, regardless of the effect on the recipient, or
should it be used only in cases in which the recipient of the projection is emotionally
affected by what is being projected into him? Should the term only be used for the
projection of aspects of the self, or should it also be used for the projection of
internal objects? What about the many possible motives for projective identification;
should all be included? Should the term be used only in cases where the patient has lost
conscious awareness of the quality and part of the self he has projected, or does it also
apply to cases in which such awareness is retained? What about the projection of good
qualities and good parts of the self; should the concept be used for these as well, as
Klein so clearly thought, or should it be reserved for the projection of bad qualities,
which has been the dominant tendency? Is a specific bodily phantasy always involved in the
projection, as Klein thought, or is it clarifying enough to speak of the phantasy in
mental terms?
'Of these many questions, by far the most discussion has been devoted
to the question of whether and how projective identification should be distinguished from
projection... In these discussions the most usual basis for the distinction between
projection and projective identification is held to be whether or not the recipient of the
projection is or is not affected emotionally by the projector's phantasy... But to
restrict the term projective identification to such instances greatly diminishes the
usefulness of the concept and is in any case totally contrary to what Klein herself meant
by it. The English view is that the term is best kept as a general concept broad enough to
include both cases in which the recipient is emotionally affected and those in which he is
not... The many motives for projective identification - to control the object, to acquire
its attributes, to evacuate a bad quality, to protect a good quality, to avoid separation
- all are most usefully kept under the general umbrella' (Spillius, 1988, vol. 1, pp.
81-3).
Hanna Segal's definition seems to side with those who call for an
external object: 'In projective identification parts of the self and internal objects are
split off and projected into the external object, which then becomes possessed by,
controlled and identified with the projected parts' (Segal, 1973, p. 27). Bion also
includes projection 'into an external object' (Bion, 1992, p.159). These definitions do
not embrace both sides of Spillius' broad approach, which allows for projective
identification into an internal object as well as into an external one.
There are further elaborations: 'Projective identification has manifold
aims: it may be directed towards the ideal object to avoid separation, or it may be
directed towards the bad object to gain control of the source of the danger. Various parts
of the self may be projected, with various aims: bad parts of the self may be projected in
order to get rid of them as well as to attack and destroy the object, good parts may be
projected to avoid separation or keep them safe from bad things inside or to improve the
external object through a kind of primitive projective reparation. Projective
identification starts when the paranoid-schizoid position is first established in relation
to the breast, but it persists and very often becomes intensified when the mother is
perceived as a whole object and the whole of her body is entered by projective
identification' (Segal, 1973, pp. 27-8).
Mutual projective processes are powerfully described in an essay
by Tom Main (which, in my opinion provides excellent analyses of projective mechanisms in
individuals, couples and large and small groups). In projective identification, the 'other
may find himself forced by the projector actually to feel and own projected aggressive
qualities and impulses that are otherwise alien to him. He will feel strange and
uncomfortable and may resent what is happening, but in the face of the projector's
weakness and cowardice it may be doubly difficult to resist the feelings of superiority
and aggressive power steadily forced into him. Such disturbances affect all pair
relationships more or less. A wife, for instance, may force her husband to own feared and
unwanted aggressive and dominating aspects of herself and will then fear and respect him.
He in turn may come to feel aggressive and dominating towards her, not only because of his
own resources but because of hers, which are forced into him. But more: for reasons of his
own he may despise and disown certain timid aspects of his own personality and by
projective identification force these into his wife and despise her accordingly. She may
thus be left not only with timid unaggressive parts of herself but having in addition to
contain his. Certain pairs come to live in such locked systems, dominated by mutual
projective phantasies with each not truly married to a person, but rather to unwanted,
split off and projected parts of themselves. But the husband, dominant and cruel, and the
wife, stupidly timid and respectful, may be misrably unhappy with themselves and with each
other, yet such marriages, although turbulent, are stable, because each partner needs the
other for narcissistic pathological purposes. Forcible projective processes, and
especially projective identification, are thus more than an individual matter; they are
object-related, and the other will always be affected more or less. The results are a
variety of joint personality deplenishments and invasions and interpersonal disturbances'
(Main, 1975, in Main, 1989, pp. 100-01).
None of the above descriptions sufficiently emphasises projective
identification into parts of one's own mind, a topic well-expressed (in the context of
envy) by Joseph Berke, whose book, The Tyranny of Malice, can be seen as a
compendium on splitting and projective identification: 'Projection and projective
identification are activities that influence different parts of the self. These, of
course, include phantasized or internal representations of actual relationships. Thus a
person can indeed feel under attack because he is attacking mental images of his own
father or teacher or therapist.
'However, a more ominous reaction occurs when, beset by envy, the
envier tries to preserve himself from himself by splitting up and protectively identifying
his spite and malice with and into parts of his own mind. Consequently the envier contains
a multitude of envious others all threatening to attack him from within. These exist as
split off and extremely hostile representations of his own envious self or of envious
parents and parental substitutes.' This process leads to an over-severe and envious
superego and saps the individual's progressive and creative capacities.
'In order to avoid such a psychic catastrophe, whereby a host of inner
enviers assault each other, the afflicted person may utilise projective processes to
deflect these enmities outward. The net effect is like picking out a pack of piranhas and
throwing them into the air. Because of the action of projective identification, when these
vicious little enviers land on something, and they always do, the envious person (fleeing
from his own envious selves) inevitably converts elements of external reality (benign
people, places, or things) into malevolent entities (witches, evil influences, bad omens).
But instead of solving the problem, this maneuver compounds it, for the individual feels
threatened by malignity emanating from within himself and from without. Thus the envier
becomes the envied, and the hunter becomes the hunted' (Berke, 1989, p. 67).
Donald Meltzers book, The Claustrum, is entirely devoted
to projective identification into internal objects. He is at pains to reveal the evolution
of his thinking. He had for some years been uncomfortable with a bias in Kleins
paper On Identification (Klein, 1955) and came to discover the real
reason for my dissatisfaction: the tendency of Mrs. Kleins paper to continue
treating projective identification as a psychotic mechanism and one which operated with
external objects, primarily or exclusively (Meltzer, 1992, p. 13). He emphasises
that an important part of mental space is inside internal objects (p.118) and that entry
into projective identification is a ubiquitous phenomenon in early childhood
(p.118). More generally, he concludes that the existence of one or another infantile
part either living in projective identification or easily provoked to enter the claustrum
of internal objects is fairly ubiquitous (p.134; cf. p. 153).
There is one more aspect of projective identification to which I want
to refer before moving onto a broader canvas. In much of the literature on this topic,
reference is made to 'projecting into the Other, whether externally or internally.
I believe that there is an important distinction which is, as yet, not fully worked out.
It concerns putting something into another person as distinct from eliciting something
from the repertoire of their responses, exaggerating it and evoking a reprojection of that
aspect of their personality. The process its one of the projection finding a home and
of unconscious collusion on the part of the person receiving the projection. In my opinion
this is by far the most common form of the process, as distinct from being invaded by
something entirely alien, a strange feeling in oneself. What is strange in the case of
evoked and exaggerated feelings is the intensity. The recipient reprojects a degree or
strength of feeling that is surprising, but it is still his or hers.
The person who has made most of this point is Harold Searles, who is
not a Kleinian and does not stress the term. His writings have centred on the honesty
required to acknowledge the patient's prescience. In describing his findings in his first
paper on the subject, he says that he 'has very regularly been able to find some real
basis in himself for those qualities which his patients - all his patients, whether
the individual patient be more prominently paranoid, or obsessive-compulsive, or
hysterical, and so on - project upon him. It appears that all patients, not merely those
with chiefly paranoid adjustments, have the ability to "read the unconscious" of
the therapist. This process of reading the unconscious of another person is based, after
all, upon nothing more occult that an alertness to minor variations in the other person's
posture, facial expression, vocal tone, and so on, of which the other person himself is
unaware. All neurotic and psychotic patients, because of their need to adapt themselves to
the feelings of the other person, have had to learn as children - usually in association
with painfully unpredictable parents - to be alert to such nuances of behavior on the part
of the other person' (Searles, 1978-9, pp. 177-78; 1979; Young, 1991).
The patient's hook catches its fish in the analyst's unconscious and
reels it in. In my view, the striking originality of Searles' work stems from this
important insight, one which has been grasped by some Kleinians, for example, Irma Brenman
Pick (1985, in Spillius, 1988, vol. 2, esp. p. 41), but it's implications are far from
being taken in by most writers on the subject. There is too little awareness of how nearly
fully interactive the processes is, and I believe this is a remnant of objectivist
attitudes on the part of therapists, who do not grant the fundamental role of the
countertransference in therapy, as in the rest of life (see Young, 1992a, Ch.. 4).(After I
had completed this paper, a new monograph arrived, in which Jill Scharff develops Klein's
concept of 'introjective identification' in order to give greater weight to this aspect of
the interpersonal interaction and places it on a par with projective identification
(Scharff, 1992). In my opinion, this change of emphasis, while helpful in some ways, runs
the risk of pushing intrapsychic projective identification off the map - a tendency in
American writings which was noted above.)
I have, in an attempt to lay the groundwork for my argument, raised
rather a lot of possibilities. You may be forgiven for wondering if I will ever get onto
groups and institutions mentioned in my title. I promise that I shall. But, as I near the
end of my review of the concept, I have to add that Segal reports that Klein seems to have
defined it almost casually and doubted its value because of the ease with which it could
be misused (Spillius, 1988, vol. 1, p. 81). That need not worry us: the same could be said
of Freud's introduction of countertransference, and look where that has led. Where are we,
then? Projective identification is the basis of all relationships, yet the basic mechanism
in some of our most alarming mental disorders and some of our worst inhumanities, as well
as for the therapeutic process. At the same time, the tacit injunction to our patients -
'Take back the projections' - is a useful way of characterising the goal of helping her or
him to dwell as much as possible in the depressive position, and the effort to shift from
the paranoid-schizoid to the depressive position is, according to Brenman Pick, the aim of
every interpretation (Brenman Pick, 1985, in Spillius, 1988, vol. 2, p. 37). So - in one
Kleinian formulation it is the model for the process, while in another its diminution is
the goal of that process.
What sense can we make of all this? First, I have to say that it's all true. We cannot solve the inconsistencies and confusions by splitting off unwanted bits,
projecting them across the Atlantic and saying, 'The problem is not in us but in them'.
That is, we cannot tidy up projective identification by employing a conscious, theoretical
version of the self-same mechanism. We have to try to live with the mixture in the
depressive position and bear the consequences and the anxieties. That sends us back to
basics. That's always best, and directs us to what many believe to be Klein's most
important single text, 'Notes on Some Schizoid Mechanisms', delivered on 4 December in
1946 - a good year for taking back projections, you might say: a year and a half after
Germany surrendered and a year and a quarter after Hiroshima.
Klein concludes seven pages on the fine texture of early paranoid and
schizoid mechanisms as follows: 'So far, in dealing with persecutory fear, I have singled
out the oral element. However, while the oral libido still has the lead, libidinal and
aggressive impulses and phantasies from other sources come to the fore and lead to a
confluence or oral, urethral and anal desires, both libidinal and aggressive. Also the
attacks on the mother's breast develop into attacks of a similar nature on her body, which
comes to be felt as it were as an extension of the breast, even before the mother is
conceived of as a complete person. The phantasied onslaughts on the mother follow two main
lines: one is the predominantly oral impulse to suck dry, bite up, scoop out and rob the
mother's body of its good contents... The other line of attack derives from the anal and
urethral impulses and implies expelling dangerous substances (excrements) out of the self
and into the mother. Together with these harmful excrements, expelled in hatred, split-off
parts of the ego are also projected onto the mother or, as I would rather call it, into the mother. [Klein adds a footnote at this crucial point, to the effect that she is
describing primitive, pre-verbal processes and that projecting 'into another
person' seems to her 'the only way of conveying the unconscious process I am trying to
describe'. Much misunderstanding and lampooning of Kleinianism could have been avoided if
this point was more widely understood.] These excrements and bad parts of the self are
meant not only to injure but also to control and to take possession of the object. In so
far as the mother comes to contain the bad parts of the self, she is not felt to be a
separate individual but is felt to be the bad self.
'Much of the hatred against parts of the self is now directed towards
the mother. This leads to a particular form of identification which establishes the
prototype of an aggressive object-relation' (Klein, 1946, in Klein, 1988, pp. 7-8). Note
carefully that we have here the model - the template, the fundamental
experience - of all of the aggressive features of human relations. Six
years later Klein adds the following sentence: 'I suggest for these processes the term
"projective identification"' (ibid.).
She goes on to say that if the infant's impulse is to harm, the mother
is experienced as persecuting, that in psychotic disorders the identification of the
object with hated parts of the self 'contributes to the intensity of the hatred directed
against other people', that this process weakens the ego, that good parts are also
projected and that 'The processes of splitting off parts of the self and projecting them
into objects are thus of vital importance for normal development as well as for normal
object-relations' (pp. 8-9). In the course of all this, Klein makes it quite clear that
the very same processes involve 'anxieties characteristic of psychosis' (p. 2). I am
relating these matters in the way that I am in order to make it apparent that the very
same mechanisms are at work in a wide range of internal processes.
This leaves me with a painful, rather Aristotelian, point to make here
- at the centre or pivotal passage in my paper. What is crazy and murderous and what is
essential to all experience and human relations are the same. The same. It is all a
matter of degree, and all we can hope to do is attempt to find and hold onto something
akin to Aristotle's ethical principle, 'The Golden Mean'. This is contrary to what we are
taught in the nosologies of the psychopathologists, where normal and pathological are
sharply distinguished and lie on either side of diagnostic dichotomies. As I understand
the Kleinian notion of projective identification (as with much else in Kleinian
metapsychology), there is no line to be drawn between normal and pathological, between
benign as compared to virulent or malignant projective identification. The relevant
division concerns points on a continuum representing the force with which the
projection is phantasied.
Tom Main makes the distinction clearly: 'It must be emphasized that
externalizing defences and fantasies can involve positive as well as negative aspects of
the self; and that projection of impulses and projective identification of parts of the
self into others are elements in "normal" mental activity. When followed by
reality testing, trial externalization of aspects of the self help an individual to
understand himself and others... It is when projective processes are massive and forceful
that they are difficult to test or reverse. In malignant projective identification this
difficulty arises not only because of the forcefulness of the projection but also because,
with the ego impoverished by loss of a major part of the self, reality testing becomes
defective. Thus unchecked and uncheckable pathological judgements may now arise about
oneself and the other, quasi-irreversible because of the pains of integration. Malignant
projective processes are to be found in both neurotic and psychotic patients, and may be
temporarily observable also in "normal" people suffering major frustrations.' In
the temporary and benign cases, reality testing helps one to get over it. 'By contrast, in
malignant projective systems the self is impoverished, reality testing fails, the other is
not recognized for what he is but rather as a container of disowned aspects of the self,
to be hated, feared, idealized, etc., and relations are unreal and narcissistically
intense up to the point of insanity' (Main, 1975, in Main, 1989, p. 105).
Klein began in earlier papers by attempting to specify fixation points
for paranoia and depression (Klein, 1935). She went on to specify developmental points.
Bion and others completed the universalization of the paranoid-schizoid (ps) and
depressive (d) positions by putting a double-headed arrow between them and emphasizing
that we move back and forth in the mundane processes of daily and moment-to-moment
experience: psÖd
Lest you think my position utterly eccentric in lumping all things
together and then domesticating them, I can claim that I am not alone in discerning this
broad view in the literature. After reviewing the development of the concept of projective
identification, Torras de Beà writes, 'These authors consider that projective
identification is the basic mechanism of empathy and primitive communication and also of
the defence mechanism which consists of dissociating and projecting anxiety in order to be
rid of it. I agree with this and think also that what we call projective identification is
the active element in every communication from empathy to the most pathological and
defensive' (Torras de Beà, 1989, p. 266). He concludes that it is 'the mechanism basic to
all human interaction' (p. 272).
Faced with all this conceptual muddle and the close proximity between
constructive and destructive aspects of our most basic ways of feeling and relating, what
hope is there for sorting out our personal and collective feelings and forms of
co-operation and conflict? Not a lot, I have to say, but we are at least in a position to
see where the problems lie for individuals and beyond. An important place where they lie
for all of us is in the mapping of these mechanisms onto groups, institutions,
organisations, customs and nations which legitimate these processes and allow us to
experience the virulent as though it is benign and part of the definition of a good social
order. In his reflections on Civilization and Its Discontents, Freud taught us that
repression, guilt and sublimation are absolutely essential for the existence of
civilization (Freud, 1930; cf. Young, 1992a. Ch. 2). Klein, Bion, Elliott Jaques, Isabel
Menzies-Lyth, Hinshelwood and others are supplementing this sombre truth with an equally
sombre one: the institutionalisation of destructive forces is a result of the need to
erect defences against psychotic anxieties. What we need to be civilised and what we need
to be uncivilised are desperately and distressingly close. Differentiating between them is
a matter of degree. I at first wrote 'merely a matter of degree', but it would entirely
miss the point of our task in attempting to enhance civility if the modifying word is one
which makes the essence of the problem a 'merely'. Better to say that it is 'essentially' - its essence is - a matter of degree.
Moving now to groups and institutions, I want to share an initial
bewilderment. If you look in the index to a number of important texts in this sphere, you
will find no entry for projective identification in, for example, Jaques' classic, The
Changing Culture of a Factory (1951), Malcolm Pines' edited collection on Bion
and Group Psychotherapy (1985; no mention of 'container-contained', either), Gareth
Morgan's highly-regarded Images of Organization (1986), Hinshelwood's excellent What
Happens in Groups (1987), Windy Dryden and Mark Aveline's collection on Group
Therapy in Britain (1988), Didier Anzieu's The Group and the Unconscious (1984).
As recently as the mid-1980s, Leonard Horowitz claimed that the concept 'has failed to
gain wide currency in either the psychoanalysis or the group psychotherapy literature' and
set out to explain this failure, which he largely attributes to conceptual muddle
(Horowitz, 1983, in Colman and Geller, 1985, pp. 21, 22). As with all separations in the
real world, however, the cleavage is not complete. I did find some fleeting references in
a couple of S. H. Foulkes' books and many more in the two volumes of the A. K. Rice Series
- Group Relations Readers. - including Horowitz's musings (references in the 1985
volume are a multiple of those in the 1975 one - Colman and Bexton, 1975; Colman and
Geller, 1985).
I am not embarking on a pedant's tour of indexes but emphasising the
contrast between very recent literature and the immediate present, where it can rightly be
said, as, indeed, it was said by Lise Rafaelsen in a recent issue of the journal, Group
Analysis, 'Projective Identification is a fashionable concept. "We see it here,
we see it there, we see it everywhere", just like the Scarlet Pimpernel during the
French Revolution. However, in spite of its elusiveness, it is one of the few concepts
that describes and catches the process in and the relationship between the intrapsychic
and the interpersonal' (Rafaelsen, 1992, p. 55).
It could be argued that by seeing projective identification here, there
and everywhere, we are increasing the molarity of the concept until it is a universal
solvent, with the well-known paradoxical consequence that, since it can dissolve anything,
this logically implies that nothing can contain it. I believe that this is potentially a
real danger, but I do not think we are yet at the danger point. At a time like the present
in the history of a concept, it is often worth while to be permissive and to ask what we
can learn from viewing familiar ideas from the point of view of the apparently ubiquitous,
promiscuous and all-powerful concept. A number of familial and group phenomena are obvious
candidates for consideration in terms of projective identification: the 'designated
patient in a family; the use of a group member as a spokesperson; scapegoating of all
kinds; the phenomenon of 'role suction' (see Horowitz, 198, in Colman and Geller, 1985,
pp. 29-30).
My purpose, however, is a fundamentally political one. I do not mean
'political' in the party-political sense (partly, in my case, because I have never found a
real world party which elicited my enthusiasm). I mean politics in the sense of ways of
embodying values in groups, structures, institutions and the distribution of power and
resources. Now most people who have turned to psychology with public questions in mind
have done so warily, because they have rightly feared that they might fall prey to
reductionism. I believe that this wariness is wholly justified. Freud was quite explicit
in avowing his belief that all social, cultural and political phenomena were only - and he
did mean only - the familiar phenomena of id, ego and superego, along with the Oedipal
triangle, operating in a new sphere (quoted in Gay, 1988, p. 547). He even avowed that
'Strictly speaking, there are only two sciences: psychology, pure and applied, and natural
science' (Freud, 1933, p. 179). There is, according to Freud, no place for truly social
explanations; sociology 'cannot be anything but applied psychology' (ibid.).
This was not an aberration or an eccentricity. Peter Gay has referred
to it as the central unifying principle of Freud's life work (Gay, 1988, p. 547). Social
scientists are prone to tear their hair out at this point, and sociologists of knowledge
indulge in a knowing smile. All knowledge is relative to its time, to contending
interests, to particular cultures. Freud was, in my view, pretty naive about this, as I
have argued elsewhere (Young, 1973; 1989; 1992, Ch. 2;). But I do not think that this
leaves us marooned or prone to the well-known pitfalls of psychohistory, in which cultures
and nations get mapped onto a developmental scheme which would embarrass any half-informed
social anthropologist (Cocks and Crosby, 1987).
I suggest that two or three things can rescue us. However, before
specifying them I need to add a scholium: what we need rescuiing from is
the erroneous belief that psychoanalysis can or should be sufficient to understand groups,
culture, society, nations and other supra-individual phenomena, any more than it is
sufficient to undertantd the individual. The rescue operation is designed to make
connections - articulations - between the intrapsychic and the socio-economic and
ideological factors that largely constitute our characters, personalitiies and behaviour
in groups. The connections I shall specify are not merely links - they are embeddings.
Now, to revert to the rescue operation.The first
helpful notion is Victor Wolfenstein's marxist critique of a well-known maxim in political
science known as 'Lasswell's Formula' (Lasswell, 1960; Wolfenstein, 1981, pp. 17-18),
which states that private interests get projected onto the public realm and then
represented as the common good. The ruthless economic self-interest of a Rockefeller is
defended as generating good for all. He used the analogy of competition among roses
leading to the American Beauty Rose, his pretty analogy for Standard Oil recently
cosmetically renamed (rather as Windscale was renamed Sellafield) EXXON of Exxon Valdeez
oil spill fame. Versions of this maxim have been offered throughout history, for example,
in the self-assigned civilising missions of colonialists or imperialists. It forms the
basis of the rationalisations of factory owners throughout the history of the labour
process in industrial capitalism, including, in our own era, Taylorist 'scientific
management' and softer versions of it in the 'human relations movement' associated with
the work of Elton Mayo. Indeed, as Peter Barham and I have attempted to point out, it
provides one way of mounting a critique of the group relations movement and the forms of
consultancy which grew out of the work of the Tavistock Institute of Human Relations after
it ceased to be publicly funded and its consultants became 'guns for hire' in industry
(Barham, 1984; Young, 1990).
What provides us with the perspective of critique with respect to
Lasswell's formula is Wolfenstein's important move in starting the story a stage further
back. Where did the particular conception of private interests come from before they got rationalised as the public good? This is both a familial and an ideological
question. It invites us to look at both the psychoanalytic and the socialising process of
development. Freud famously pointed out that the child does not acquire the parent's
values but the parents' superego. This has an inherently conservative influence on the
personality and provides a significant brake on social change (Freud, 1933, p. 67). Our
task is to investigate the microprocesses of how we acquire values in the family. We are
greatly aided in doing so by recent research on the transmission of superego in
particularly distressing family histories - those of holocaust survivors. Both Haidee
Faimberg (1988) and Ilony Kogan (1989) have shown us how direct and coercive these forms
of inherited distress are and how they come to be acted out 'unto the seventh generation'
- or at least in the generations to which we have so far had analytic access.
What is true of the transmission of trauma in holocaust survivor
provides a model for how values get implanted in the process of socialisation and
transmitted through the generations. Psychoanalytic writers of varying degrees of
radicalism have essayed about this, basing their own work on attempts to make sense of the
rise of Nazism and its aftermath. I am thinking of the classical writings of the liberal
Eric Fromm, the anarchic libertarian Wilhelm Reich, and the libertarian marxist Herbert
Marcuse. Whatever one may feel about their respective politics and views on specific
theoretical issues in psychoanalysis, these men wrote powerful works on how an epoch's
values get into the unconscious value systems of people. I am thinking of Fromm's essays
(1971) when he was in liaison with the Frankfurt School and his book, Fear of Freedom (called Escape from Freedom in America, 1941); of Reich's essays (1929-34) collected as Sex-Pol (1972) and his masterpiece, The Mass Psychology of Fascism (1933). With
respect to Marcuse, I have in mind his remarkable philosophical investigation into Freud, Eros
and Civilization (1955), the companion volume in which he mounts a critique of
the ideology of industrial capitalism, One Dimensional Man (1964) and his essays on
how conformist pressures are eroding the role of the father, the superego and the family,
collected in Five Lectures (1970). Making due allowance for the consequences of
their differing views on how change comes about and how refractory human nature is, they
share a psychoanalytic perspective on how we come to conform - how consent is organised,
how hegemony is instanced in the hearts and minds - the unconscious minds - of human
beings.
But they did not delve deeply enough, and this fact brings us back to
projective identification by way of Bion and those whose work was inspired by his. I said
a few moments ago that I could think of two or three things which might rescue us from
experiencing Freud's reductionism as hopelessly ignorant of the importance of social
causation. The first was to look deeper than Laswell's Formula and investigative how
certain public values and structures got into the unconscious before they got projected
and rationalised as the public interest. The second reason for hope was adumbrated in a
motto of Freud's: 'If I cannot bend the higher powers, I will stir up the lower depths'.
Bion takes us further into the lowest depths - the most primitive and most refractory
defences of all.
He put the point clearly in the conclusion to his essay, 'Group
Dynamics - A Re-view', which, as Menzies Lyth points out, was more explicit about the
Kleinian inspiration of his ideas than his better-known collection of essays, Experiences
in Groups. (1961) Bion says, 'Freud's view of the dynamics of the group seems to me to
require supplementing rather than correction' (Bion, 1955, p. 475). He accepts Freud's
claim that the family group is the basis for all groups but adds that 'this view does not
go far enough... I think that the central position in group dynamics is occupied by the
more primitive mechanisms which Melanie Klein has described as peculiar to the
paranoid-schizoid and depressive positions. In other words, I feel... that it is not
simply a matter of the incompleteness of the illumination provided by Freud's discovery of
the family group as the prototype of all groups, but the fact that this incompleteness
leaves out the source of the main emotional drives of the group' (ibid.). He then
summarises the notions of 'work group' and the 'basic assumptions' that assail them -
'dependence', 'pairing', 'fight-flight' - and suggests that these may have a common link
or may be different aspects of each other.
'Further investigation shows that each basic assumption contains
features that correspond so closely with extremely primitive part objects that sooner or
later psychotic anxiety, appertaining to these primitive relationships, is released. These
anxieties, and the mechanisms peculiar to them, have already been displayed in
psychoanalysis by Melanie Klein, and her descriptions tally well with the emotional
states' of the basic assumption group. Such groups have aims 'far different either from
the overt task of the group or even from the tasks that would appear to be appropriate to
Freud's view of the group as based on the family group. But approached from the angle of
psychotic anxiety, associated with phantasies of primitive part object relationships...
the basic assumption phenomena appear far more to have the characteristics of defensive
reactions to psychotic anxiety, and to be not so much at variance with Freud's views as
supplementary to them. In my view, it is necessary to work through both the stresses that
appertain to family patterns and the still more primitive anxieties of part object
relationships. In fact I consider the latter to contain the ultimate sources of all group
behaviour' (p. 476).
In Bion's view, then, what matters in individual and group behaviour is
more primitive than the Freudian level of explanation. The ultimate sources of our
distress are psychotic anxieties, and much of what happens in individuals and groups is a
result of defences erected against psychotic anxieties, so that we do not have to
endure them consciously. Bion says of the group, 'My impression is that the group
approximates too closely, in the minds of the individuals composing it, to very primitive
phantasies about the contents of the mother's body. The attempt to make a rational
investigation of the dynamics of the group is therefore perturbed by fears, and mechanisms
for dealing with them, which are characteristic of the paranoid-schizoid position. The
investigation cannot be carried out without the stimulation and activation of those
levels... the elements of the emotional situation are so closely allied to phantasies of
the earliest anxieties that the group is compelled, whenever the pressure of anxiety
becomes too great, to take defensive action' (Bion, 1955, p. 456). The psychotic anxieties
in question involve splitting and projective identification and are characteristic of the
paranoid-schizoid and depressive positions, now as group processes (p. 457). The move from
the individual to the group does not raise new issues about explanation. He says a little
further on, 'The apparent difference between group psychology and individual psychology is
an illusion produced by the fact that the group brings into prominence phenomena which
appear alien to an observer unaccustomed to using the group' (p. 461).
Following on from Bion's experiences in groups, Elliott Jaques (1955)
and Isabel Menzies Lyth conducted research in various organisations and found the same
mechanisms at work, with the defences embodied in the mores and structures of the
institutions. I believe that this model is at work in innumerable situations -
neighbourhood gang, school, workplace, country club, religion, racial, political and
international conflict. When one comes into contact with the group, subculture or
institution, the psychic price of admission is to enter into that group's splits and
projective identifications.
In her classical paper on 'The Function of Social Systems as a Defence
Against Anxiety', Menzies Lyth describes the link as it applies to student nurses:
'Although, following Jaques, I have used the term "social defence system" as a
construct to describe certain features of the nursing service as a continuing social
institution, I wish to make it clear that I do not imply that the nursing service as an
institution operates the defences. Defences are, and can be, operated only by
individuals. Their behaviour is the link between their psychic defences and the
institution' (Menzies Lyth, 1959, in Menzies Lyth, 1988, vol. 1, p. 73). There is a
complex and subtle interaction, resulting in a matching between the individual's defences
and the institution's. The processes 'depend heavily on repeated projection of the psychic
defence system into the social defence system and repeated introjection of the social
defence system into the psychic defence system. This allows continuous testing of the
match and fit as the individual experiences his own and other people's reactions.
'The social defence system of the nursing service has been described as
a historical development through collusive interaction between individuals to project and
reify relevant elements of their psychic defence systems. However, from the viewpoint of
the new entrant to the nursing service, the social defence system at the time of entry is
a datum, an aspect of external reality to which she must react and adapt. Fenichel makes a
similar point (1946). He states that social institutions arise through the efforts of
human beings to satisfy their needs, but that social institutions then become external
realities comparatively independent of individuals which affect the structure of the
individual' (pp. 73-4). The student nurse has to adapt her defences to those of the
institution. The latter are relatively immutable, so she shapes hers until they are
congruent with the institution's. The primitive psychic defences from infancy are brought
by the individual to the fraught and literally life-threatening setting of the hospital.
'These defences are oriented to the violent, terrifying situations of infancy, and rely
heavily on violent splitting [and, I would add, projective identification - R. M. Y.]
which dissipates the anxiety. They avoid the experience of anxiety and effectively prevent
the individual from confronting it. Thus, the individual cannot bring the content of the
phantasy anxiety situations into effective contact with reality. Unrealistic or
pathological anxiety cannot be differentiated from realistic anxiety arising from real
dangers. Therefore, anxiety tends to remain permanently at a level determined more by the
phantasies than by the reality. The forced introjection of the hospital defence system,
therefore, perpetuates in the individual a considerable degree of pathological anxiety.
'The enforced introjection and use of such defences also interferes
with the capacity for symbol formation... The defences inhibit the capacity for creative,
symbolic thought, for abstract thought, and for conceptualization. They inhibit the full
development of the individual's understanding, knowledge and skills that enable reality to
be handled effectively and pathological anxiety mastered' (pp. 74-5).
I have quoted this passage - one which will be familiar to many - not
to review or to bore you but to invite you to reflect on the appropriateness of this
description for understanding how a person comes to think and feel like a racist or a
virulent nationalist or a member of a street gang or a religious or psychoanalytic sect. I
believe that the mechanisms are the same and that the process of taking in the values as
'a given', adapting one's own primitive anxieties to that group's particular version of
splitting, projection, stereotyping and scapegoating, leads to the same kind of
impoverishment that nurses experience - of the ability to think and feel with moderation
and to deal with reality and anxiety. It is projected into the structure or the Other and
given back - not detoxified, but - as an injunction to behave inhumanely toward patients,
Lacanians, Jews, Armenians, 'the Evil Empire' or whomsoever. It is by this means that I
became certain, without thinking about it or meeting many, if any, of the people involved,
that Germans are sadistic, Japanese cunning, Italians sexist, Mexicans lazy, French
romantic, English decent, Scots dour, Canadians boring, Swiss efficient, Dutch tidy,
Scandinavians cold, Spaniards romantic, Russians passionate, Turks depraved, Arabs
fanatical, Jews avaricious, Hawaiians friendly, Australians gauche, Chinese inscrutable,
Africans rhythmic, White South Africans racist and authoritarian. I have been sure of all
these things all my conscious life, but I do not recall learning any of them
(psychoanalysis and racism are discussed further in Young, 1992a, Ch.. 5).
How, if at all, does this differ from any other theory of socialisation
into a belief system? The answer is two-fold. Most conceptions of socialisation in social
psychology, sociology and social anthropology have a civility and blandness, reminiscent
of learning theory in psychology, as if to say, 'This is how Dick and Jane learn to be
good citizens, members of the tribe, team-players, or whatever'. I believe that it is an
implication of fundamental importance that the level of explanation following on from
Bion's insistence that Freud missed out 'the ultimate sources of all group behaviour' is
that we are dealing with a whole new level of grip. It's done with superglue
- cemented or bonded with the most primitive level of feeling that we have. I recall a
series of sexual jokes that were popular some years ago. 'Plumbers do it with pipe.'
'Surfers do it with wet suits.' 'Radio hams do it with short waves.' 'Teachers do it with
discipline.' 'Psychotherapists do it with insight.' 'Marxists do it with class.' The
analogous slogan would be: 'Members do it with projective identification.' I mean members
of families, couples, groups, institutions, tribes, cultures and so on.
I have another set of images in mind, which I offer in an attempt to
emphasise the grip or adhesiveness or deep registration of these phenomena. Recent work
with survivors of catastrophes shows that the trauma acts like a homing device and
ransacks or searches out the history of the victim until it finds a congruent, early
experience . It latches onto that - tightly- and can only be dislodged with the greatest
difficulty (Caroline Garland, personal communication). Another image is of hungry birds in
a nest - heads vertical, beaks open, cheeping. You may think that they are only craving,
but they are also projecting like mad, and what mother thrusts down their throats on her
return goes deep. What is true of worms served up as food for birds is also true of people
with respect to prejudices and other deeply held beliefs. They become so deeply implanted
or sedimented that they are 'second nature' (see Young, 1988).
In the context of what I have been saying, it is now time to ponder a
passage from Hanna Segal about the political implications of Klein's views on how hunger
gnaws: 'From the beginning the infant forms some object relationships, predominantly in
phantasy. In her view, the outward deflection of the death instinct postulated by Freud
creates the fantasy of a deathly bad object... First we project our destructiveness into
others; then we wish to annihilate them without guilt because they contain all the
evil and destructiveness' (Segal, 1988, pp. 50-51). When we read accounts of the genocide
of the Conquistadors, the Stalinists, the Germans, the Kampucheans, the Americans or the
Iraqis, we must ask what has been projected into these people from the most primitive
parts of their tormentors. Similarly, when we see the behaviour of drunken Indians or
Esquimos or the fawning of black film actors such as Step'n Fetchit or the behaviour of
Mafiosi as represented by Brando, Jews like Dickens' Fagin as played by Alec Guiness or
Americans as played by John Wayne - then we must note how such projections take root and
evoke stereotypes.
Once we have adopted this way of thinking about the relationship
between the individual and the group process, familiar matters begin to appear in a new
light. What are Bion's three basic assumptions which sunder sensible work group
functioning - dependence, pairing, fight-flight - but projective identifications? What is
the mechanism of becoming a follower, as described in Freud's Group Psychology and the
Analysis of the Ego (1921), except projective identification of desired parts
into the leader, who gives back an identity and frees one from the obligation of being
responsible for one's own superego? Wolfenstein gives a moving account of this in his
writings about the black American revolutionary, Malcolm X and his relationship - of
protégé, heir apparent and then apostate - with respect to the leader of the Black
Muslims, The Honorable Elijah Muhammad (Wolfenstein, 1981;.1991, esp. pp 527-41). What is
being a fan of a movie star or a groupie of a rock star other than romantic, idealising
projective identification? Main makes just this point: 'Where positive aspects of the self
are forcefully projected similar degrees of depersonalization occur, with feelings of
personal worthlessness and with dependent worship of the other's contrasting strengths,
powers, uncanny sensitivity, marvellous gifts, thoughts, knowledge, undying goodness etc.
This is the world of the devotee, cults and hero-promotion' (Main 1975, in Main, 1989, p.
106). It is also a world in which people will do anything a Bagwan or a Rev. James Jones
tells them to do - from sexual licence to mass suicide. The same suspension of one's own
sense of right and wrong is at work in the followers L. Ron Hubbard in the Church of
Scientiology as in the helter-skelter minds of the devotees of Charles Manson, killing
rich Californians, and in the convictions of bombers and perpetrators of sectarian murders
in Northern Ireland or terrorists from Lybia, though the ideologies of the respective
group leaders may have utterly different apparent of real justifications.
As I have indicated, the use of the mechanism is not always malign or
destructive. I can recall an unbearable situation when I felt in imminent danger of being
utterly overwhelmed at a Leicester Conference on group relations. I survived by thinking
of a number of the men I admire who stood up to intolerable social pressures - Socrates,
Luther, Lincoln, Gandhi, Marcuse, Bonhoeffer, King, Mandela. My hallucinated heroes and I
formed a group in my mind, which I called The PSÖ D Solidaroty Group. It was with their support and
comradeship (all relations were conducted inside my head) that I survived the most trying
exercise of the conference and managed not to leave, break down or act out. Omnipotent,
you may say, but certainly effective. At the time it felt like a life-saver. Anyone who
has attended a Leicester Conference or similar group relations event will understand what
I mean (Miller, 1990) .
The example I have just given is of an idealised internal group, with
which I was in projective identification of a kind. I now want to speak about another sort
of group. You will recall that I have offered two sorts of hope for rescuing us from the
charge that psychoanalysis is reductionist with respect to groups and institutions. The
first was to look behind Laswell's Formula about rationalising private interests and
claiming that they represent the public good. Following Wolfenstein, we discovered how
social forces shaped conceptions of private interests and should be considered as an
earlier stage in the process. The second basis for hope lay in looking deeper, with Bion
and his successors, into how institutional and group values get imbedded - superglued - in
the unconscious via projective identification as a way of dealing with psychotic
anxieties. I now offer a third way in which groups and group dynamics are at work in the
unconscious. I am thinking of recent ideas about the 'institution in the mind',
whereby David Armstrong has developed other notions of Isabel Menzies Lyth's to locate
institutional dynamics, whether benign or malign, in the unconscious of the individual (Armstrong,
1991).
A further group presence in the unconscious is in the notion of 'pathological
organisations' in borderline psychotic states, the subject of a burgeoning literature
(Spillius, 1988, vol. 1, Part 4; cf. Searles, 1986, who considers these phenomena in
different terms). In discussing this, Herbert Rosenfeld explicitly describes the
individual as in projective identification with a 'gang in the mind': 'The
destructive narcissism of these patients appears often highly organised, as if one were
dealing with a powerful gang dominated by a leader, who control all the members of the
gang to see that they support one another in making the criminal destructive work more
efficient and powerful. However, the narcissistic organisation not only increases the
strength of the destructive narcissism, but it has a defensive purpose to keep itself in
power and so maintain the status quo. The main aim seems to be to prevent the
weakening of the organisation and to control the members of the gang so that they will not
desert the destructive organisation and join the positive parts of the self or betray the
secrets of the gang to the police, the protecting superego, standing for the helpful
analyst, who might be able to save the patient' (Rosenfeld, 1971, in Spillius, 1988, vol.
1, p. 249).
I wonder if I have been trying your patience. My aim has been to look
at a variety of conceptions of projective identification, to explore the fecundity of the
concept and its operation at a number of levels of individual, group, institutional,
cultural, political and international relationships. The examples I have given in the
latter parts of my paper have, for the most part, been negative ones, and I have
underemphasized the positive function of the mechanism. (I have elsewhere essayed on the
constructive role of projective identification in countertransference and throughout human
communication: Young, 1992a, Ch.. 4.) I remind you, in Rosenfeld's words, that 'It is
important to realise that in so far as projective identification is communicative it is a
benign process, which means that the object into which projection has taken place is not
changed by the projective process' (Rosenfeld, 1987, p. 160). In the container-contained
relationship between mother and baby or patient and therapist, the person into whom the
projection is put is changed, as is the projection itself, in the process of
detoxification. One way of distinguishing benign from virulent projective identification
is whether or not it allows experience to be thought about - for its complexity to be
borne, for it to feed depressive functioning.
To revert to the imagery used by Rafaelsen, we have been pursuing a
Scarlet Pimpernel, seeing it here, there and everywhere. As is true of most thought in its immediate historical setting, his true purposes and real identity were
elusive, and in ordinary life he played the fop. But his rapier was deadly, and he really
fought for the good (saving many from the Guillotine), just as an ambivalent concept like
projective identification - if enlightening - will ultimately serve humanity's quest to
make a passable peace with itself and refrain from excessive banishments, which only lead
the defenders to fear the enemy at the gates. The Pimpernel of projective identification,
like its predecessor, is a bit of a swashbuckler, and one hopes that further refinements
will make it's use more subtle and discriminating in efforts to save people from harm,
help those who wield it to resort less often to thrusts and parries and to running through
one's fellow human beings.
One of the guiding principles in my choice of examples has been to draw
attention to crossover points between individual and group processes. Another has been to
indicate places where it is perhaps surprising to find the group and social forces: deep
in the unconscious of the individual. Finally, I have been concerned to emphasise the
primitiveness and the adhesive, binding power of projective identification. Connections,
once made, are not easily dislodged. That makes it a profoundly conservative mechanism,
hard at work at the heart of human nature - in infants, nominal grown-ups, groups,
societies, cultures, nations. It is deeply problematic for any hopes former Soviets may
have for a Confederation of Independent States, much less for hopes that humankind may
entertain for truly United Nations. No wonder it is so hard to change and no wonder that
decades of willed, imposed change, for example, in Eastern Europe, can melt away as soon
as military repression is removed. This is a startling example of the return of the
suppressed. If we are to make more of benign projective identification, we must set about
our task as tirelessly as Sisyphus and perhaps be prepared to accept the satisfactions of
what we can accomplish along the way, rather than keeping our eyes fixed on an ultimate
goal, since that may always elude us.
An abbreviated version of this paper was presented at the first
European conference of the Rowantree Foundation, on 'Projective Identification in
Institutions', at The Garden House, Wierden, Holland, 26 April 1992 and to the Institute
for Psychotherapy and Social Research, July 1992.
10,692 words
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Address fpr coorrespondence: 26 Freegrove Rd., London N7 9RQ
robert@rmy1.demon.co.uk
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