Robert M. Young Online Writings
Biography
The basic discipline for human science*
Robert M. Young
This is the second in a series of studies I have undertaken on the
nature of the genre of biography and its significance for the study of human nature and
society. I am interested in its potential for personal and social change. The first study
sketched some features of the genre and the light it sheds on the historicity and
anthropocentricity of scientific knowledge, using Darwin as a case study (Young, 1987).
In this paper I shall try to persuade you at least to consider a role
for biographical studies in university courses in what we hopefully and contradictorily
call the human sciences. Following Russell Jacoby (1971, pp. 143-4), I would prefer to
call them the sciences of second nature, but that is another paper.
Why then biography? As I see it, our work has to find its place between
two very extreme interpretations of the relationship between humanity and the rest of
nature. At one extreme we can see matter as the limiting case of human purposiveness. At
the other, we can treat human purpose as a specially complicated case of complex states of
matter, and the only problem we are left with is that of electrochemical decoding. Lest
these seem bizarre over-simplifications, I give you the philosophy of Alfred North
Whitehead, aspects of that of C.L. Morgan, of S. Alexander and others who argue for
organicism and emergentism, treating, as I say, matter as the limiting case of
purposiveness (Collingwood, 1961; Rorty, 1983). This point of view is undergoing
considerable revival in more or less mystical forms in the wake of the environmental,
ecology, and women's movements (Merchant, 1982; Worster, 1985). Aspects of
*This is a revised version of a talk given at the founding conference
of a new journal, History of the Human Sciences (Tavistock), at Durham University,
September 1986.
it appear in the general culture in the work of Bergson, Sheldrake,
Lovelock's Gaia and in more disreputable forms in the ideas of Capra and others.
All these are manifestations of alienation from physicalist reductionism, and I really
have little sympathy for the more mystical versions of this point of view except in so far
as they are symptoms of what is wrong with the paradigm of explanation of that materialist
reductionism. When they are put forward as cures rather than symptoms, they seem to me to
hypostatize the problem and then call it a solution. That is, if we do not know how
systems manage to be systematic, we postulate a special force, and if we do not know how
wetness emerges from water, we postulate emergents or, in the grand scale, Gaia (Myers,
1985).
At the other extreme we find Frances Crick, most current American
psychiatry, so-called behavioural genetics and the hard forms of sociobiology (Yoxen,
1981; Leeds and Dusek, 1981-2). Stephen Gould has recently dubbed this approach 'cardboard
Darwinism - the central belief of pop sociobiology', which he says 'is a theory of pure
functionalism that denies history and views organic structure as neutral before a moulding
environment. It is a reductionist, one-way theory about the grafting of information from
environment upon organism through natural selection of good designs.' He goes on to say,
We need a richer theory, a structural biology, that views evolution as
an interaction of outside and inside, of environment and the structural rules for genetic
and developmental architecture - rules set by the contingencies of history and
physico-cheniical laws of the stuff itself. The downfall of pop sociobiology will be a
small benefit of this richer theory; its chief joy will be the deep satisfaction of
integration: environment and organism; function and structure; current operation and past
history; the world outside passing through a boundary (whether the skin of an organism or
the geography of a species) into organic vitality within. (New York Review of Books, 13
September 1986, p. 54)
I quote this (and it is the first of three rather thorny quotes in this
paper) to show that enlightened biologists draw liniits to the reductionist programme and
wish to introduce historicity into our conception of organisms, including human ones.
More familiar to most people here is the high tide of behaviourism -
the reduction of what organisms do to elaboration of the hardest form of the criteria of
scientific explanation which came in the wake of the scientific revolution, i.e., the
doctrine of primary and secondary qualities, literally and triumphally extolled by Clark
Hull in his search for quantitative laws describing what he called colourless, odourless,
tasteless movements. Behaviourism in its operant form was less astringent but no less
reductionist in its operationist goals of behavioural technology, although these were said
to be independent of the metaphysical reductionism held out for by Hull and other purists
(Bergmann, 1956; Mackenzie, 1972).
I came upon this debate when the operationists - making explicit
obeisance to P.W. Bridgman's operationist representations of physics and, as some of you
will know, E. G. Boring, the eponymous father of The History of Experimental
Psychology, was an operationist in this tradition - as I say, I came upon this in a
period when the operationists were beginning to lose their nerve and to allow in some more
or less mysterious happenings in the black box which had a familiar smell of the banished
metaphysical entities. I mean, of course, the wonderful debate of the late 1950s and early
1960s about 'hypothetical constructs' and 'intervening variables' (Marx, 1951). You will
be glad to know that it is no part of my intention to ride us through that debate, even at
a canter.
Rather I shall point out just two moments - moments which remind me of
Major - deCoverley in Catch 22, - because everyone was so afraid of him that no one
dared ask his Christian name. He wore an eye patch and glowered through his one eye so
dauntingly that he brooked no opposition. It was he who at the height of The Great Loyalty
Oath Crusade, a crusade which had become so complex and demanding that one had to swear
loyalty to the United States Constitution in all settings, even the mess hall, to get a
tray, a knife, a fork, a spoon and so on ... It was Major - deCoverley who came upon this
setting one day and simply said, 'Gimme eat'. Thus ended The Great Loyalty Oath Crusade,
Joseph Heller's metaphor for McCarthyism, and we even learned a human truth about the
Major. He had lost that eye - thereby getting the patch which made him so fierce - when a
grateful admirer threw a rose at him as he rode through a liberated town in Italy. I mean
to suggest that behaviourism was a sort of McCarthyism of the human sciences whose
hegemony was dissipated as soon as anyone was bold enough to say, 'Gimme mind'.
Hence the two moments which bring Major - deCoverley to mind for me are
two books. The first is George Miller's Psychology: The Science of Mental Life (1962;
UK 1964). The subtitle was a gauntlet, and the organization of the book had topical
chapters interspersed with biographical ones on Wundt, James, Freud, Galton, Pavlov and
Binet. It proved a very popular text, but its polemical invocation of mental life on the
one hand and biography on the other was more effective than any of its particular claims.
The second moment was the appearance of Charles Taylor's The Explanation of Behaviour (1964)
in which he showed, in a way reminiscent of Wittgenstein's demonstration of the logical
impossibility of a private language, that when we speak of animals solving problems we do
so by inescapable analogy to human insight and intention, i.e. to human purposiveness.
Now once Miller and Taylor, along with Jerome Bruner and others, broke
the ice on this topic (a phrase deliberately borrowed from p. 69 of Descartes's Discourse
on Method, the fountainhead of modern reductionism [see pp. 65-76]), where does our
departure from physicalist reductionism stop - at cognitive mapping, symbolic
interactionism, personal construct theory, at the study of cognitive psychology, at Bruner
on narrative in consciousness? I say that it stops at none of these places, but at
biography. For example, in a recent review of cognitive psychology Jacques Vonèche writes
that cognitive psychology
de-emphasizes emotional, social, historical, cultural and background
aspects in general ... it has fallen back on methodological and strategic considerations
to justify its dismissal of contextual social factors. These considerations are the usual
ones for rationalism: social, historical and political factors are secondary, emotional
ones are obscure, methodological solipsism is just a moment in the history of cognitive
science, and so on. (1987, pp. 139-40)
He accuses cognitive psychology of being concerned with 'a mere
processing of information without reference to affective or social-historical context' and
calls this 'very bureaucratic' (p. 141). He goes on to say:
One could draw many more parallels between bureaucracy and cognitive
science. So many, I think, that even someone without special longing for psychoanalytic
explanations [and I do have such longings] comes to think of cognitive science as a
formidable defence mechanism (if not a machine) against emotions and passions perceived as
dangerously obscure, chaotic and disruptive of the universal harmony. (p. 142)
It is, of course, the very factors ruled out by this approach which I
wish to privilege. I am not merely advocating old-fashioned biography (although as a
person most at home in Victorian letters I have a fondness for it) but historical
biography complemented by, and preferably integrated with, psychobiography and the
resolution of epochal forces through the biography of an individual in a setting of a
society, a culture, a country, a mode of production and whatever else we find useful and
relevant, for example, a discipline.
I am not alone in going for such a mundane solution. Look at Richard
Rorty on the fate of scientism in the philosophy of science (the very funny concluding
chapter in his recent collection of essays) and on metaphor in language, in psychoanalysis
and elsewhere in our intellectual and personal lives (Rorty, 1982, 1986). He says
somewhere that we live in story after story after story and elsewhere that we must cease
to seek to root our human purposes in nature, in what I have come to think of as 'the
naturalization of value systems in the human sciences' (Young, 1981).
Arriving at this point in my initial location of the assertion that
biography is the basic discipline for a human science at one extreme of a continuum
extending from reductionism to humanism, makes it less startling to mention another path
to the same position. Where else can contextualism fetch up or find a place for its
curiosity to rest? I use the term contextualism with deliberate looseness to refer to a
whole group of partially overlapping perspectives - relativism in the history and
philosophy and social studies of science, contextualism in history, the study of
institutional constraints and patronage in sociology and social history and, of course, at
the centre of current fashion, phenomenology and hermeneutics (Bernstein, 1985, 1986). Not
all these are anti-rationalist, but they all share an anti-reductionism by most accounts
and an anti-scientism in the understanding of human understanding, and, beyond that, of
humanity itself. I would say that Marx and Engels got it in one in The German Ideology: 'We know only a single science: the science of history' (Marx and Engels, 1968, p.
28n).
Notice that I say biography is a discipline. I do not advocate
hagiography or mere psychohistory. Nor do I say that one does not invoke universals in the
exploration, explanation and interpretation of a human's history as part of human history.
I mean only that we must remain nominalist, hold our concepts loosely and wear them
lightly (cf Young, 1986, pp.30-1).
I will not attempt to sketch the consequences and potentialities of
these humanizing tendencies. I suspect that every historian and social scientist in this
room (unless there lurks a positivist amongst us) has enjoyed being on this
slippery slope from the dogmatisms of the 1950s and the early 1960s, at the same time as
we have felt a roller-coaster, pit-of-the-stomach anxiety which asks, 'Where will it all
end?'
I say that it ends in biography as the central discipline of the study
of human nature, culture and society. I do not mean this only polemically and
rhetorically. I mean Biography 101; Elements of Biography; History and Schools of
Biography; Resolution of Historical Forces; Parameters of Individual, Familial and Group
Dynamics; Social History; Epochal Causation; Institutionalization. These are proposed
courses, and I am available to teach any of them.
Those who prefer microprocesses and wallow in microsociology,
perception research and systems theory need not panic. Winnicott's theory of transitional
objects and transitional phenomena, along with Bion's theory of thinking, offer wholly
adequate scope for painting on a small canvas in the understanding of the development of
the individual, in genetic epistemology and in the philosophy of science (I recently gave
a paper on these issues called 'Life among the mediations: labour, groups, breasts' [in
press]).
The point - the fundamental desideratum - is that it is stories about
people, not the search for analogies to the periodic table of elements and fundamental
particles in physics, which constitute what we really want to know about human beings.
The third route to my point is confessional. I have never understood
any theory, concept or school unless or until I read the biographical studies which were
available on the main figures and read round in the social, institutional and intellectual
history of the period. Am I alone in this? If, as I suspect, I am not, then why do we not
take it seriously in our teaching and research? Why do we not make them more reflexive?
I do not wish to be seen as a believer in a wholly coherent world - in
a pure organicity, a functionalism, a systems theory or an expressive totality. The world
is not, in my experience, totally coherent, but its contradictions can be thought about.
Henry Ford makes more unified sense to me than Alan Turing, and Ford's creative products
seem more of a piece with what we know of his private life and value system than do
Turing's (Ford, 1923; Jardim, 1970; Herndon, 1971; Hodges, 1985). Darwin, as Jim Moore and
I have tried to show, is more of a Ford than a Turing, i.e., there are fewer dramatic
splits and fissures in his private work and life if you know where to look. Even so, there
is no satisfactory biography of Darwin (Colp, in press). Von Neumann and Wiener, fathers
of computer analogies to thinking and cybernetics, are easier to see - in very different
ways - as of a piece (Heims, 1980). Students of the Progressive Era have helped us feel
more able to make sense of J.B. Watson, Talcott Parsons and B. F. Skinner, just as
historians have given us a richer sense of Freud and of Melanie Klein, although more is to
come. I am thinking in particular of the work of John Burnham on behaviourism and Phyllis
Grosskurth on Klein, to which I shall return (Burnham, 1960, 1968; Cravens and Burnham,
1970; Grosskurth, 1985).
While my main purpose is to advocate the study of biography and
biographies, anyone with even a sardonic interest in the trajectory of my thinking will
know that beneath and beyond this I am, as always, beating the primitive prestructuralist
and humanistic drum for that deepest and controverted Marxist commitment - to historicity:
the historicity of what matters about humanity, about life, about the planet and the
universe and, of course, the historicity of concepts, including that of historicity itself
and even of the infinite regress I have just generated. For the most part, science is the
enemy of historicity H.-G. Gadamer says it is the aim of science so to objectify
experience that it no longer contains any historical element. He claims that no place can
be left for the historicity of experience in science (quoted in Grunbaum, 1985, p. 16; cf.
Outhwaite, 1985). Adolf Grunbaum has neatly shown (as if Whewell had not done so in the
1830s) that there are historical sciences as well as science of unique events; but the
great sweep of scientificity is still conveyed by Gadamer's broad opposition between it
and historicity.
Another reason for advocating biography as the basic discipline for a
human science is that, as I have adumbrated earlier, that is what it means to go the whole
hog, or - as I gather they say in America these days - sometimes, to get your point
across, you have to go the whole rhino. There are all sorts of timid, arcane and
labyrinthine arguments for teleology, purposiveness, systems thinking, feedback loops,
anthropomorphism, etc., etc., in the space between the physical, biological and human
sciences. Hermeneutics, for example, is in my view an attempt to have the discipline and
structure of a science but to include within it the reflexivity and purposiveness of human
thinking. Why not cut the crap and do biography well?
One of the things I like most about biography is that it celebrates so
many of the approaches jettisoned by smarty-pants in the 1970s, for example, the history
of ideas, narrative, will, character and the validity of the subject's subjectivity. In
biography at its best these are combined with structural and epochal causation and the
historicity of the construction of the subject and subjectivity. So I want to stress and
advocate historicity just as much as biography, which is only the special case. I
mean that it is the paradigm case. The epistemological problem for the historian and the
biographer is much the same: to reconstruct and give insight into the lives of subjects,
individual and collective. At the same time they both have a historiographic task, what
Lowenberg describes as 'tracing and analysing the unconscious scotomata of past
historians' (Lowenberg, 1985, p. 6).
I am therefore arguing that an important place for biography in the
human sciences is a result of a wholehearted anti-positivism. It involves contextualism (or as I call it in my own work, constitutiveness - Young, 1979); historicity (including
narrative and the resolution of forces); and focuses all these in the story of the subject, told as richly as possible.
One of the elements of that richness which I advocate most
wholeheartedly is psychoanalysis. I know there are debates about psycho-history and that
there are reasons for treading carefully. However, as Peter Gay has recently and
successfully argued in Freud for Historians, psychoanalytic research on the past
provides us with multilayered explanations and the dialectical interrelations of inner and
outer.
I now reach a choice point in my argument. I could go back down the
line into the historicity of biology, as I have in a paper on 'Persons, organisms ... and
primary qualities', and follow up Gould's position that evolution is the quintessential
science of history. That is, I could argue strongly for nature as the limiting case of
human purposiveness. Instead, however, I want to spend my remaining time giving some
examples of biography.
The first of these is Eugene Victory Wolfenstein's book The Victims
of Democracy, subtitled Malcolm X and the Black Revolution (1981), his
third volume on the intersection of the psychology of personality and politics. The first
was The Revolutionary Personality (1967), on Lenin, Trotsky and Gandhi. The second
was called Personality and Politics (1969). (Neither of these is as remarkable as
the Malcolm X biography.)
Why do I place it first in my pantheon of recommended biographies?
Because it tells me what I want to know about something I have found almost totally absent
in the literature, especially the literature of psychoanalysis and most certainly the
literature in departments of human science which I have either been in, been attached to
or spoken at: the nature and dynamics of racism seen in fully social and historical terms
but always integrating the socioeconomic and historical analysis with the way racism
becomes a material force in the unconscious, the conscious life and the public lives of
people. In this case it does so with respect to the leading militant of the black
resistance movement in the United States: Malcolm X, né Little. It has been said of
Malcolm X that more than any other individual he was responsible for the development of
the interrelated set of concepts we associate with black militancy in America in the
1960s.
I will say straight away that Wolfenstein's book is one of the best I
have ever read. For me that means it is up there with Lovejoy, Burtt, Whitehead, Marcuse,
Lukács, Marx and Freud. It is as incisive, moving and compassionate as the music of
Mahler, the novels of Larry McMurtry and the songs of Willie Nelson. It is the only book
in the Freudo-Marxist literature that brings it off - that does not swallow one into the
other. It is convincing Marxist psychohistory, and its chapters on the psychodynamics of
racism and its grip on Malcolm's character are almost unbearably moving and intellectually
thrilling.
I speak, by the way - and I will come back to my reasons for mentioning
this in a moment - as a member of a family of slave owners whose natal household always
had a black servant who was its main source of caring stability. I have also spent the
last ten years studying various versions of Freudo-Marxism, so my compliment is a
considered one.
What I found most powerful in Wolfenstein's book was the integration of
his psychological analysis of the unconscious dynamics of racism - especially in the black
mind - with quite precise, historically specific research on the individual and the social
and economic history of the times, year by year. I say year by year in this way to
emphasize the contrast with Foucault on the one hand and Kovel on the other, both of whom
have important things to say, but I sometimes think you could move backwards and forwards
150 years and not notice the difference. Fanon, on the other hand, is put to good and
specific use in this argument. Wolfenstein is particularly illuminating about the
charismatic personality, group psychology, identification with the oppressor and the
vicissitudes of racially induced self-hatred.
One of his premises is what he calls Laswell's formula:
Private motives are displaced on to public objects and are then
rationalized in terms of the public interest [which is the connection with the sources of
my own anti-racism]. But this is only half of the dialectic, since political interests are
first reflected into the private sphere, then internalized as character structure, and
only subsequently displaced again into the public realm. (pp. ix-x)
I shall not try to summarize the book. Four out of six of Malcolm's
uncles were killed by Whites and then the father had his head smashed in by Ku Klux
Klanners. Malcolm's mother was driven insane. He became a good Negro, then a bad nigger,
then a hustler and then a prison inmate, and transformed his father's Garveyism to a
totally absorbing Black Muslim faith following the Honourable Elijah Muhammad. Malcolm X
became America's leading black militant and transcended the Black Muslim position for a
socialist internationalism, for which he was rewarded with assassination. I would,
however, like to read out two rather tough passages to give you a sense of how the book
functions.
Wolfenstein is talking about the suppression of the 'bad black boy' in Malcolm X's
consciousness, emptied of its authentic content and then I whitened out. Then
he speaks about identification with the oppressor:
Conscience and consciousness are both whitened out, and blackness
becomes firmly attached to unacceptable, predominantly aggressive, infantile emotional
impulses. Black people and white people alike come to have a character-structure in which
the I, including the moral I, is white, and the It is black. Within this relationship,
black people can think of themselves as fully human only by denying their true racial
identity [there is elsewhere a tremendously heart-rending passage about when he first used
lye on his hair to straighten it or conk it], while white people secure their humanity
only at the price of black dehumanization. Thus the concept of the emotional - group here
emerges in the form of a dominating-dominated intergroup relationship. In
this relationship the repressed sadistic tendencies of the dominating group become the
self-hatred, the masochistic tendency, of the dominated group. Conversely, the alienated
self-esteem of the dominated group becomes the narcissism of the dominating one. And
through the work of secondary elaboration or rationalization, the members of both groups
are held firmly in the grip of stereotypical false consciousness. (p. 145)
And now a passage where he talks about what it is like to be in one of the meetings
where Malcolm and Elijah Muhammad worked together. This is a passage about charisma:
Stating the argument more formally, the mass anticipation of a charismatic experience
is, in substance, labile sexual energy, with which Malcolm's image of Muhammad as the
Truth incarnate could be grasped and thereby internalized. This erotized image was then
projected on to Muhammad as he began to speak, so that the man and his words were
reflected back into the self in an hypnotically magnified form. But having passed through
the double movement of projection and introjection, the flow of sexual energy had been
crystallized as the Prophet, with the result that the return of this emotional power was
experienced as the penetration of the Self by a beloved Other, as an aim-inhibited
orgasmic moment. Finally, the consequence of this experience was that the Prophet's truth
became a part of the Self - which is to say, the Self itself was re-formed, to a greater
or lesser extent, in Mohammad's image.
Now it follows from our prior investigations that the Other generated
in the group-emotional process is a composite figure, a condensation of the parental
deities of childhood and the person(s) actually speaking. In a strictly psychological
sense, it is the immanent presence of these archaic gods that gives the speaker his
charismatic aura, and thus his ability to mesmerize his audience through the return of its
own repressed emotions. (pp. 258-9)
I am sorry those are such dense passages, but I wanted to provide a
sense of the kind of analysis that is mounted here, and its power.
In the time that remains I want to chat about some other biographies I
happen to have read recently - or, in a couple of cases, read at. My aim is to give
you a sense of (and frankly, I hope in an enticing way) the range, depth and relevance of
biographical studies to the human sciences. I shall start with some that will be
respectable here and move to the ones I really most enjoyed reading.
I never understood functionalism until I read Man and Culture, a
collection of biographical essays on Malinowski and the setting of Malinowski's
functionalism within the whole colonial project (Firth, 1957). It just did not make sense
until I saw it in that way This is not an original insight on my part, but it was my path
to this knowledge. Similarly with Steven Lukes on Durkheim and with Weber's biographers
(Bendix, 1960). I cannot say the same of Freud, and here I think the contrast between
Jones's writing about Freud and Grosskurth's biography of Melanie Klein is quite important
(I will come back to that). I have other names here like Sharaf on Wilhelm Reich;
Hearnshaw's biography of Cyril Burt, which certainly gives one an insight into the
validity and ideological role of IQ testing; Lowe on Whitehead, Wilfred Bion's
autobiography and, of course, the existing biographies of Marx, none of which is in my
view wholly satisfactory (but if you read Kapp's biography of Marx's daughter, Eleanor,
you will certainly have a powerful sense of the integration of public and private).
There are also biographies of the rich and powerful (which, since I am
a scholarship boy from Dallas, have a particular attraction for me): the Rockefellers, the
Kennedys, the Hunts (the Hunts are the basis of the Dallas television series) -
that is, dynasties: families of inherited power. The one from which I have learned most is
Drosnin's Citizen Hughes, which was based on the memos written by Howard Hughes in
his last years. All the memos he wrote on yellow pads were given to a journalist who wrote
one of the most psychologically illuminating books I have ever read on what it is like to
have that kind of power. It vies for effectiveness with Kapuscinski's biography of the
last years of Haile Selassie, The Emperor (1984). Such works show what happens when
you have power without limit.
In Howard Hughes's life he was on the one hand preventing or delaying
nuclear testing in Nevada, had several presidents and presidential candidates on his
payroll and was the source of the Watergate incident: the break-in was to discover who
knew what about his bribes. On the other hand he was able to kill himself slowly because
nobody dared gainsay him in his indulgences. There are wonderful passages about how many
Kleenexes had to touch the Kleenex which touched the Kleenex which touched the
chicken-soup bowl. He would also ring up his television station, cancel the film for that
night and substitute one he would rather see, treating it as his private viewing room. He
was also unwilling to be treated for his various addictions and his kidney disease. You
get into the fine texture of a person in history, in this case a man of practically
unlimited power.
I think that political biographies also have that kind of appeal,
whether they be of political dynasties or of political individuals. Caro's Lyndon
Johnson is one of the most effective and shocking in giving one a sense of what
happens inside power situations and the relationship between that, the subject's
personality, and the public images. I think also of Ted Morgan on FDR, T.H.
Williams on Huey Long and, of course, Freud on Woodrow Wilson. My absolute
favourite is Carl Sandburg's six-volume life of Abraham Lincoln; idealized, yes,
but let us have some heroes.
There are also explorations of creativity: Maynard Solomon's Beethoven gives a fine sense of the inside of a mind in its most creative periods. Similarly
Frederick Crews on Hawthorne's psychological themes, The Sins of the Fathers. I have also found illuminating and entertaining recent biographies of Joan Crawford,
Bing Crosby, Montgomery Clift, Bert Lahr, Elvis Presley, the Mamas and Papas and - in my
view the most insightful of all - As Time Goes By, Laurence Leamer's necessary
corrective to Ingrid Bergman's autobiography. There are, I am glad to say, some candid and
self-critical autobiographies of showbiz people. Three come to mind: Sterling Hayden's Wanderer,
Bob Geldofs Is That It? and John Houseman's n-mgisterial three volumes, the
first of which is a classic text on containment - in this case of his maddening co-worker
Orson Welles.
All these reveal the splits between idealized public selves (I am a
full participant in these idealizations) and the actual lives of these people and the way
they tried to negotiate these matters. In our less public ways, all of us are faced with
these kinds of splits. I think they are powerfully illuminated by some of these
biographies of prominent people in our culture. Even though most are 'knocking
biographies'- and partly because they are - they still provide the illumination of our
public myths and private fantasies: manic defence, idealization, envy, spoiling.
This applies not only to the good, the great and the idealized, of
course; there are also collective biographies - I am thinking of Ronald Fraser's Blood
of Spain, of Studs Terkel's biographical interviews, of Vivian Gornick's account of
what it is like being a member of the Communist Party in America, of the Centreprise
series of working-class biographies published in London. So we are not confined to
biographies of famous people. And we must not forget the notorious: Killing for
Company, Brian Masters' account of the life of Dennis Nilsen (Britain's most prolific
murderer) is, according to Arthur Hyatt Williams, the best study ever written of the mind
of a murderer. It compares favourably with Nathan Leopold's autobiography (his trial was
an early use of psychoanalysis in the courts), Robert Lindner's hypnoanalysis of a
criminal psychopath, Rebel Without a Cause, and Hannah Arendt's book on Eichmann (subtitled A Report on the Banality of Evil).
I want to repeat that biography is now a discipline, and we should take
that seriously. We should ask ourselves why at this point in time biography has become a
discipline. I think the humanistic aspects of biography and the characteristics of the
genre are a refuge from all sorts of rather astringent forms of scholarship which have
come to prevail. (I remember reading somewhere that structuralist thought swept through
Britain 'like a breath of carbon monoxide'.) It is a discipline with its own literature,
its own reflexive writings, its own methodological debates, its own journals (e.g. Biography:
An Interdisciplinary Quarterly), and it also seems to me to give a key to epistemology
in action. By this I mean that the biographer has to negotiate all these epistemological
shoals and to be more or less self-conscious about them.
There is now a rich secondary literature on biography. I have to admit
there is a danger that this secondary literature will disappear up its own fundament,
because we now have psychoanalytic introspections about why people wrote the biographies
of individuals. It is becoming a meta-meta-discipline, like some others (see, for example,
Baron and Pletsch, 1985; Eakin, 1985; Finney, 1985; Holmes, 1985; Peterson, 1986; Zinsser,
1986).
I want to conclude with some reflections on Phyllis Grosskurth's
biography of Melanie Klein. There is as much wrong with this book as there is right about
Wolfenstein on Malcolm X. And the weaknesses in Grosskurth are in just the areas where
Wolfenstein is most admirable: in the close examination of her subject's inner life. That
is, the book sets out to be a Kleinian biography of Klein, but the author is not subtle
enough to escape the charge of 'wild analysis'. It also fails to connect the conceptual
issues with the small-, medium- and large-scale forces in the period. This is a grievous
fault, since the setting is Europe, including both World War I and World War II, the
latter having only a walk-on (it is in fact a 'not-walk-off') part in showing just how
preoccupied the British analysts were with the conflict between the views of Klein and
those of Anna Freud on infantile sexuality, the dating of the Oedipus complex and the
depressive position. During one meeting things got so hot that someone drily observed that
there was an air raid going on outside, but because things were so warlike inside nobody
moved. The war also played a small role in getting Anna Freud and her dying father to
London and then keeping her there as an alien while Klein, who had been naturalized, could
be evacuated. This contributed to the split. As I say, these are inadequately
conceptualized.
But these are small faults compared with Grosskurth's great gifts and
her bravery in keeping her nerve with respect to the narrative social history of the
Controversial Discussions in the British Psycho-Analytical Society in the 1940s. The
British School of object relations is, I think, the most important development in
psychoanalysis since the death of Freud. These were very bitter and very personal
controversies involving Melanie Klein's daughter and the mantle passed from Freud to his daughter. Klein's main enemies were her own daughter and her analyst,
Edward Glover. I could go on at some length about this labyrinth; the conceptual parallels
are drawn by Grosskurth in every case. You actually see the connections between the
microstructure of the controversy and the personal relations involved - familial and
institutional factors. And, pace Ricardo Steiner and Gregorio Kohon, I think it is
the only thing worth reading on this particular controversy. I also hope nobody thinks it
is not important in the history of British culture and psychoanalysis.
I think a book of limited value like that - strong in some areas, weak
in others - actually has advantages, because we can teach the same way as we learn. In
Grosskurth one aspect of the biography is weak, so we complement it with other writings
and other critiques: we do a review of it in the course of teaching, we point people to
the work of Hanna Segal to supplement her inadequate exposition of some of the concepts;
we fill the lacunae; we commission a dictionary of Kleinian thought (Hinshelwood); we
teach our students what we have had to learn the hard way: that real knowledge is put
together by assemblage, by reflexive thinking and by critique. We teach the method of
self-teaching. We also get people into Kleinian thought. In the particular case of this
book, Klein both explains and in her life exemplifies that there is a psychotic core to
everyone. She embodied, as Grosskurth shows, her own theory that 'the world is not an
objective reality, but a phantasmagoria peopled with our own fears and desires' (p. 62).
So the book is a mixed bag but is, at the same time, profound.
Now, to conclude. Biography is human nature on the hoof, embedded in
lived contradictions, replete with the mediations and articulations of social, familial
and historical life. It is the opposite of what Bernard Williams says analytical
philosophy does, which is to take the paradigm case example and pare away all the
connections to get to the essence. The essence is the articulations and the
mediations.
Biography also addresses us to things we are woefully inadequate about
in our teaching of the human sciences: race, class, sexism, exploitation, alienation,
jealousy, rejection, greed, envy, the hierarchical division of labour, despair,
narcissism, hope, joy, Sisyphean struggle, enduring love, creativity, group dynamics,
spoiling, solidarity, spite, reparation. Finally, I would be very disappointed if you
treated this paper as a jeu dèsprit. What I have to say about biography bears on
the subject-object distinction; on scientism, on reflexivity, on the so-called
'internalist-externalist debate' in the history of science, on the social constitutionist
picture. What was peripheral and contextual in the human sciences as now practised becomes
central and constitutive.
With biography we link ideas, like a reclining Gulliver, to the ground
of place and time. We link it by a thousand threads - they are all threads of historicity.
The more influences represented in a hagiographic biography, the less genius. I want to
say that more articulations mean more social embedding and more ways of holding the
Gulliver of human arrogance by Lilliputian ties.
Much of my work has been concerned with asking what happens if we take
a concept to its limit. I have tried to do this in work on science as social relations,
science as a labour process, nature as a labour process. My thesis in this essay is that
the limiting case of the role of humanistic studies in the human sciences is biography. In
assessing its proper place we learn a lot about epistemology, ontology and human nature as
a project, not an ahistorical essence.
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Address for correspondence: 26 Freegrove Road, London N7 9RQ
robert@rmy1.demon.co.uk
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